The course is organized into major modules, with each module addressing a particular subject in legal and regulatory risk:

Module 1: Legal and Regulatory Risk Introduction

Definition and extent of legal risk
Distinction between legal and regulatory risks
Global overview of regulatory regimes

Module 2: Legal Systems and Governance Structures

Legal regime types: common law, civil law, and hybrid systems
Activities of regulators, courts, and legislatures
Corporate governance and fiduciary obligations

Module 3: Managing Compliance Risk

Compliance program key elements
Building a culture of compliance
Internal audit and self-review

Module 4: Risk Identification and Assessment

Risk mapping and risk registers under legal risk
Scenario analysis and risk impact assessments
Actual case studies of legal failure examples

Module 5: Regulatory Legislation and Sectoral Laws

Data protection (GDPR and global equivalents)
Anti-money laundering (AML) and financial controls
Environmental, health and safety, and employment law compliance

Module 6: Policy Development and Internal Controls

Developing and reviewing compliance policies
Whistleblowing policies and ethics hotlines
Training programs and communications plans

Module 7: Monitoring, Reporting and Investigations

Monitoring tools and indicators
Reporting and disclosure requirements
Processing enforcement action and investigations

Module 8: Crisis and Dispute Management

Managing legal breaches and reputation risk
Managing regulators and legal advisors
Business continuity and business recovery planning

Module 9: New Regulatory Risk Trends

ESG (Environmental, Social, Governance) risks
Regulations on cyber security
AI and technology compliance challenges

All modules contain practical exercises, discussion forums, and self-assessment quizzes to aid learning. Enroll in the Legal and Regulatory Risks Course at London Crown Institute of Training and become a respected leader in compliance and legal risk management. Whether corporate policy is your responsibility or regulatory compliance and frontiers are your goal, management courses will provide you with skills and confidence to achieve desired results.

Legal and Regulatory Risks Training Course

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