Course Content

The course includes practical modules, each dedicated to a specific theme in compliance and risk management.

Understanding compliance, governance, and risk management principles
The global regulatory environment and most important regulatory authorities (FCA, SEC, FATF, GDPR regulators)
The interaction between compliance, risk, and corporate governance

Categorizing various types of risks (strategic, operational, financial, reputation risk)
Carrying out risk assessments qualitatively and quantitatively
Creating risk registers and heat maps to visualize risk exposure

Managing incidents and responses to regulatory enforcement action

Regulatory liaison, crisis communication, and remedial action plans

Learning from failure in compliance (case studies: Wirecard, Enron, Wells Fargo)

Encouraging ethical conduct, protection of whistle-blowers, and programs of integrity
Creating training and awareness programs in order to ingrain risk-aware behavior
Inculcating compliance culture throughout the organisation

Why Study at London Crown Institute of Training?

London Crown Institute of Training is a well-reputed Advanced Professional Training program provider with a track record for:

Expert Faculty: Instructed by practitioners from industry, legal professionals, and international experience-based compliance professionals.

Practical, Experiential Focus: Students walk through realistic case studies, simulations, and workshops, so what they learn can be applied directly.

Global Acceptance: CPD-accredited certificate enhances job opportunities worldwide.

Convenient Study Options: Switch between face-to-face classes in our state-of-the-art London campus or live online classes anywhere in the world.

Career Growth Assistance: Network, career guidance, and alumni connections to achieve career growth.